These tools are optimized for Chrome or Firefox.

Courses

    • 20288-01
    • Securities Regulation
    • Morley
    • Tue 8:35 AM-10:00 AM
      Thu 8:35 AM-10:00 AM
    • 3
    • -
    • open enrollment
    • exam required
    Expand

    Securities Regulation (20288). 3 units. This course is an introduction to the statutes and rules administered by the Securities and Exchange Commission, with primary focus on the Securities Act of 1933 and the Securities Exchange Act of 1934. These statutes and rules regulate companies' ability to finance their operations by issuing stocks, bonds and other securities. The course is often dense and technical, but it has great practical relevance for students interested in the practice of law. The course will prepare students for work in capital raising, acquisitions and other corporate transactions, as well as for litigation involving allegations of fraud in public and private companies. Self-scheduled examination. J.D. Morley.

    Location: SLB - 128 (Tue)
    SLB - 128 (Thu)
    Grade mode: graded
    CRN: 10085
    Exam: 12/14/2015 - 12/22/2015
    Questions available online
    Name or Id: Id
    Length: 3 hour(s)

    Close