Securities Regulation (21065). 2 units. The focus of this class will be on discussing core themes under the Securities Act of 1933 and the Securities Exchange Act of 1934 from a statutory perspective, SEC rulemaking perspective, and key judicial cases perspective. Enrollment capped at fifty. Scheduled examination. R.A. Testani.
SLB - 121 (Thu) Grade mode: graded CRN: 23760
Exam: 5/05/2017 at 9:00 AM Questions available online Name or Id: Id